← Financial services
From fact find to a draft SoA in your template.
We pull client and portfolio data from your systems, apply your licensee's checks, and hand the adviser a draft to review and sign.
InFact find, platform and CRM data.
OutA draft SoA, a checklist of gaps and an audit trail.
How it works today
- The fact find, the platform and the template are separate, so data is copied by hand.
- Your licensee's requirements are applied at the end, and gaps are found late.
- Showing how the advice was formed means digging through files.
What we build
- Step 1Pulls client data from your CRM and portfolio and product data from your platform.
- Step 2Maps the fact find to structured fields.
- Step 3Drafts the SoA in your practice's template and tone.
- Step 4Checks the draft against your licensee's compliance overlay and best interests documentation.
- Step 5Records the data and sources behind every section.
Where a person stays in charge
The adviser owns the advice. The system drafts and checks. It does not decide the recommendation. The adviser reviews, edits and signs.
Connects to
IRESS, Xplan or AdviserLogic, plus your CRM and document store. We confirm what each platform allows during the audit.
What we measure
- Time to produce an SoA
- Review rounds per SoA
- Files with missing items at licensee review
- How many advisers use it each week